Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Max? Claim Your ProfileMax S. Rater is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., located in Boston, MA. Max Rater has been in the financial industry since 2019. He has a Series 7TO, Series 66 and SIE licenses and holds a Series 66 license. Max Rater is licensed in 53 states and holds FINRA registrations, IA registrations in 3 states, and approved state registrations in all 50 states, DC, Puerto Rico, and the Virgin Islands. In addition to working with Merrill Lynch, Pierce, Fenner & Smith Inc., Max Rater previously worked with Fidelity Brokerage Services LLC. Max Rater specializes in insurance companies, charitable organizations, high net worth individuals, banking or thrift institutions, pension and profit sharing plans, corporations or other businesses, and individuals other than high net worth. Max Rater's primary office is in Boston, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
03/09/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOSTON MA)
NH
08/05/2020 - 06/30/2021
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BOTH
Issued 09/09/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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