Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Max? Claim Your ProfileMax Rosenblum is a registered representative with Sg Americas Securities, LLC. Max has passed the Series 63, Series 79TO and SIE exams. Max is registered to sell securities in all 50 states and the District of Columbia. Max is currently located in New York, New York and has been in the industry since 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/14/2023 - Present
SG Americas Securities, LLC (NEW YORK NY)
BC
Issued 08/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/31/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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