Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Max? Claim Your ProfileMax Rodriguez is a financial advisor with LPL Financial LLC. Max is a registered representative in Texas. Max has been in the financial industry since 1996. Prior to joining LPL Financial LLC, Max worked for USAA Financial Advisors, Inc. and USAA Investment Management Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
04/02/2018 - Present
LPL Financial LLC (AUSTIN TX)
TX
09/06/2007 - 04/13/2018
USAA FINANCIAL ADVISORS, INC. (AUSTIN TX)
TX
05/11/2006 - 12/31/2007
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
TX
01/03/2005 - 05/11/2006
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
01/29/2004 - 07/16/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
10/29/2002 - 01/08/2004
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
TX
08/14/1995 - 09/27/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 01/07/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/18/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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