Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Max? Claim Your ProfileMax House has been in the financial services industry since 1984. Max currently works as a registered representative for Cambridge Investment Research Advisors, Inc. Max is also the owner of House Financial LLC. Max is registered to provide investment advice in Florida, Illinois, Maryland, Missouri, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and West Virginia. Max holds the Series 6, 7, 22, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
PA
10/15/2018 - Present
Cambridge Investment Research Advisors, Inc. (Connellsville PA)
PA
01/19/1999 - 10/18/2018
TRUSTMONT FINANCIAL GROUP, INC. (CONNELLSVILLE PA)
AZ
11/01/1996 - 12/01/1998
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
CA
10/11/1989 - 11/04/1996
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
GA
07/17/1984 - 10/30/1989
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
BC
Issued 06/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1994
Series 7 - General Securities Representative Examination
BC
Issued 05/21/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/16/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Max House is the right advisor for you? Invested Better is here to help.
