Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Max? Claim Your ProfileMax Perez is a registered representative with UBS Financial Services Inc. Max has been in the industry since February 12, 2003. Max's current registrations include a Series 66 license, a Series 7 license, a Series 10 license, a Series 24 license, and a Series 79TO license. Max is also a registered investment advisor in Puerto Rico. Max has been with UBS Financial Services Inc. since July 2008. Prior to that, Max was employed with UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO and SANTANDER SECURITIES. Max holds a current employment at UBS Financial Services Inc. and has been registered with them since July 11, 2018. Max is licensed in 10 states, including Florida, Massachusetts, Missouri, New Hampshire, New Jersey, New York, Puerto Rico, Texas, and Virgin Islands. Max is a member of FINRA and is also a registered representative. Max is a principal in the firm. Max is a Registered Investment Advisor. Max's firm, UBS Financial Services Inc. has a total of 1093486 accounts and over $702 billion in assets under management. UBS Financial Services Inc. provides financial planning, pension consulting, educational seminars, portfolio management for businesses, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PR
07/11/2018 - Present
UBS Financial Services Inc. (SAN JUAN PR)
PR
07/28/2008 - 10/19/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)
PR
12/07/2001 - 05/21/2007
SANTANDER SECURITIES (GUAYNABO PR)
BOTH
Issued 11/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/23/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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