Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Max? Claim Your ProfileMax Nolan Swango is a registered representative with Invesco Distributors, Inc. Max has been in the securities industry since March 31, 2002 and has been with Invesco Distributors, Inc. since December 7, 2007. Max is licensed in 53 states and is a Series 7, 24, 66, SIE, and 79TO licensed representative. Max's professional experience includes previous roles at AT Investor Services, Inc. and Amvescap Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/07/2007 - Present
Invesco Distributors, Inc. (Dallas TX)
TX
07/15/2005 - 12/07/2007
AT INVESTOR SERVICES, INC. (DALLAS TX)
GA
04/01/2002 - 07/15/2005
AMVESCAP SERVICES, INC. (ATLANTA GA)
BOTH
Issued 04/18/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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