Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Max? Claim Your ProfileMax Neal Icikson is a financial advisor with over 20 years of experience in the industry. Max is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Max is also a registered investment advisor. Previously, Max has worked at BANC OF AMERICA INVESTMENT SERVICES, INC., MAX INTERNATIONAL BROKER/DEALER CORP., DIVERSIFIED INVESTORS SECURITIES CORP., and PROGRAM TRADING CORP. Max holds several industry licenses and certifications, including the Series 7, Series 9, Series 10, Series 63, and Series 66. Max has a strong track record of providing financial advice to individuals, corporations, and other entities. Max specializes in providing a variety of services, including portfolio management, financial planning, and investment research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/11/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
07/19/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
NY
06/13/2006 - 06/28/2006
MAX INTERNATIONAL BROKER/DEALER CORP. (NEW YORK NY)
NY
12/02/2002 - 10/05/2004
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
FL
09/25/2001 - 10/29/2002
PROGRAM TRADING CORP. (BOCA RATON FL)
BOTH
Issued 06/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/03/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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