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Max Mollon

Credit Suisse Securities (usa) LLC

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About Max Mollon

Max Mollon is a financial professional with over 5 years of experience in the industry. Max is currently registered with Credit Suisse Securities (usa) LLC and UBS Securities LLC. Max has held previous positions at Credit Suisse Securities (usa) LLC and SG Americas Securities, LLC. Max holds the Series 3, SIE, and Series 7 licenses.

Firm Information

Max Mollon is currently registered with Credit Suisse Securities (usa) LLC. Credit Suisse Securities (USA) LLC is a Limited Liability Company formed in 2003 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states. They provide portfolio management for pooled investment vehicles and have $805,275,346 in regulatory assets under management. The firm's website is HTTP://WWW.CREDIT-SUISSE.COM.
Credit Suisse Securities (usa) LLC

11 MADISON AVENUE

NEW YORK, NY 10010

$805.28M

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Transaction-based fee

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Max Mollon’s Registration & Firm History

NY

06/11/2024 - Present

Credit Suisse Securities (usa) LLC (NEW YORK NY)

NY

12/08/2021 - 10/23/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

08/22/2018 - 12/03/2021

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/28/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/29/2019

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Max Mollon.
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