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Max Lucas Chai

Optiver US LLC

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About Max Lucas Chai

Max Lucas Chai is a registered representative of Optiver US LLC, which has a branch office in Chicago, IL. Max Lucas Chai is also a Series 57TO and Series SIE licensed individual. Max Lucas Chai has 18 approved SRO registrations and 1 approved FINRA registration.

Firm Information

Max Chai is currently registered with Optiver US LLC. Optiver US LLC is a Limited Liability Company formed on August 5, 2003. The firm has been involved in 9 Regulatory Events and 1 Civil Event. Optiver US LLC is registered with the SEC and has no state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

218

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Max Chai’s Registration & Firm History

IL

08/05/2023 - Present

Optiver US LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 08/05/2023

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/2023

Series 57TO - Securities Trader Exam

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Max Lucas Chai.
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