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Max Leo Boudreaux

Rothschild & Co. US Inc.

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About Max Leo Boudreaux

Max Leo Boudreaux is a financial advisor with over four years of experience in the industry. Max is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7TO, Series 63, and SIE licenses. Max is currently employed by Rothschild & Co. US Inc. Max is also registered with Redburn Atlantic. Max has been registered in several states, including Alabama, Alaska, California, Colorado, Connecticut, Florida, Georgia, Illinois, Iowa, Kansas, Minnesota, Missouri, New Jersey, New York, Ohio, Oklahoma, South Dakota, Tennessee, Texas, and Wisconsin.

Firm Information

Max Boudreaux is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Max Boudreaux’s Registration & Firm History

NY

11/03/2023 - Present

Rothschild & Co. US Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/01/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/11/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/28/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There are no public disclosures for Max Leo Boudreaux.
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