Unclaimed
Max Corvin is a financial professional with over 15 years of experience in the industry. Max is currently registered with Franklin Distributors, LLC and is a Series 3, 7, and 63 licensed professional. Max is a registered representative in Connecticut, Florida, Maine, Massachusetts, New Hampshire, New York, Rhode Island, and Vermont. Max has held previous positions with Franklin/Templeton Distributors, Inc., Franklin Templeton Financial Services Corp., Bear, Stearns & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and CSFBDIRECT, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
07/07/2021 - Present
Franklin Distributors, LLC (BALTIMORE MD)
CT
10/28/2020 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (STAMFORD CT)
CT
09/16/2013 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (STAMFORD CT)
NY
04/29/2005 - 07/01/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
07/10/2001 - 09/06/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
08/11/2000 - 05/21/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
BC
Issued 11/07/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/22/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/03/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2013
Series 7 - General Securities Representative Examination
BC
Issued 01/15/2013
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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