Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Max? Claim Your ProfileMax John Umberger is an investment advisor representative at Allstate Financial Advisors, LLC, located in Lincoln, NE. Max has been in the industry since 2000. Max is registered with the state of Pennsylvania as an investment advisor representative. Max has passed the Series 63, Series 7, Series 24, Series 53, and Series 65 exams. Max holds registrations with FINRA and the state of Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Third party advisory fees
1
2
NE
07/24/2023 - Present
Allstate Financial Advisors, LLC (Lincoln NE)
PA
08/01/2001 - 07/09/2003
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NY
01/21/2000 - 02/09/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/21/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/22/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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