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Max James McQuiston

Capital Client Group, Inc.

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About Max James McQuiston

Max McQuiston is an investment advisor representative with Capital Client Group, Inc. based in Los Angeles, California. Max is registered with the state of California and has been in the industry since 1993.

Firm Information

Max McQuiston is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Max McQuiston’s Registration & Firm History

CA

02/26/2014 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

RI

08/17/2010 - 02/14/2014

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

UT

05/17/2007 - 07/09/2010

RAYMOND JAMES FINANCIAL SERVICES, INC. (ROY UT)

RI

03/21/2005 - 05/10/2007

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

CT

05/04/2004 - 03/10/2005

PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)

RI

09/09/1993 - 05/28/2004

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BOTH

Issued 06/25/2007

Series 66 - Uniform Combined State Law Examination

IA

Issued 10/16/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/14/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/27/1999

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/28/1994

Series 7 - General Securities Representative Examination

BC

Issued 09/08/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Max James McQuiston.
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