Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Max? Claim Your ProfileMax James Hangartner is a financial advisor with over 20 years of experience in the financial services industry. Max currently works at LPL Financial LLC as a registered representative in San Diego, California. Max has also held previous roles at UNIONBANC INVESTMENT SERVICES, LLC, CHASE INVESTMENT SERVICES CORP., WAMU INVESTMENTS, INC., and THRIVENT INVESTMENT MANAGEMENT INC. Max is licensed in California, Florida, New Mexico and Oklahoma.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
11/10/2015 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
07/19/2011 - 11/30/2015
UNIONBANC INVESTMENT SERVICES, LLC (LAJOLLA CA)
CA
05/02/2009 - 07/11/2011
CHASE INVESTMENT SERVICES CORP. (RAMONA CA)
CA
11/05/2003 - 05/02/2009
WAMU INVESTMENTS, INC. (RAMONA CA)
MN
03/04/2003 - 11/04/2003
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BOTH
Issued 04/18/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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