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Max Harrison

PNC Capital Markets LLC

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About Max Harrison

Max Harrison is a financial advisor at PNC Capital Markets LLC. Max holds the Series 7TO, Series 52TO, and SIE licenses. Max's most recent registration is with FINRA.

Firm Information

Max Harrison is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Max Harrison’s Registration & Firm History

NC

07/27/2024 - Present

PNC Capital Markets LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 08/24/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 07/27/2024

Series 7TO - General Securities Representative Examination

BC

Issued 04/30/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Max Harrison.
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