Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Max? Claim Your ProfileMax Gordon is a financial advisor with Moelis & Co. LLC located in Los Angeles, CA. Max has been in the industry since 2014 and has a Series 7, Series 79 and Series 63 licenses. Max has held previous roles at RBC Capital Markets, LLC, Moelis & Company LLC and Niagara International Capital Limited.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/29/2019 - Present
Moelis & Co. LLC (LOS ANGELES CA)
CA
09/18/2018 - 04/02/2019
RBC CAPITAL MARKETS, LLC (CENTURY CITY CA)
CA
01/06/2015 - 09/06/2018
MOELIS & COMPANY LLC (LOS ANGELES CA)
CA
09/30/2014 - 12/17/2014
NIAGARA INTERNATIONAL CAPITAL LIMITED (SANTA MONICA CA)
CA
12/11/2013 - 02/27/2014
CAPPELLO CAPITAL CORP. (SANTA MONICA CA)
BC
Issued 01/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/10/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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