Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Max? Claim Your ProfileMax Foster Ruffcorn is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Max has over 15 years of experience in the financial services industry and is registered to provide investment advice in multiple states. Max's previous employment includes roles at Wells Fargo Advisors, LLC and Wells Fargo Investments, LLC. Max holds the Series 66, Series 7 and SIE exams and is a licensed agent in multiple states. Max's current focus includes the provision of portfolio management services to individuals, corporations, and businesses. Max is also a member of the advisory board at the Shasta Library Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/17/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (REDDING CA)
CA
01/03/2011 - 08/18/2015
WELLS FARGO ADVISORS, LLC (RED BLUFF CA)
CA
03/07/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (REDDING CA)
BOTH
Issued 03/29/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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