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Max Elliot Kaltman

Summit Securities Group LLC

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About Max Elliot Kaltman

Max Elliot Kaltman is a financial professional with over five years of experience in the industry. Max has worked at both Summit Securities Group LLC and HAP Trading, LLC in New York, NY. Max holds the Series 7, Series 63, and Series 57TO licenses. Max is currently registered with Summit Securities Group LLC.

Firm Information

Max Kaltman is currently registered with Summit Securities Group LLC. Summit Securities Group LLC is a Limited Liability Company formed on September 2, 2011. The firm has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Max Kaltman’s Registration & Firm History

NY

07/12/2024 - Present

Summit Securities Group LLC (NEW YORK NY)

NY

04/26/2021 - 10/12/2023

HAP TRADING, LLC (NEW YORK NY)

NY

08/22/2017 - 01/22/2021

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/25/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/19/2021

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Max Elliot Kaltman.
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