Unclaimed
Max Elliot Kaltman is a financial professional with over five years of experience in the industry. Max has worked at both Summit Securities Group LLC and HAP Trading, LLC in New York, NY. Max holds the Series 7, Series 63, and Series 57TO licenses. Max is currently registered with Summit Securities Group LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/12/2024 - Present
Summit Securities Group LLC (NEW YORK NY)
NY
04/26/2021 - 10/12/2023
HAP TRADING, LLC (NEW YORK NY)
NY
08/22/2017 - 01/22/2021
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/25/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2021
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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