Unclaimed
Max Duane Peterson is a registered representative with T. Rowe Price Investment Services, Inc. Max has been in the industry since June 1, 2022. Max is licensed to sell securities in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Max holds the Series 63, Series 6TO, and SIE exams. Max is dedicated to providing clients with personalized financial advice and investment solutions that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
06/02/2022 - Present
T. Rowe Price Investment Services, Inc. (COLORADO SPRINGS CO)
BC
Issued 08/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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