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Max Donald Miller

Northern Trust Securities, Inc.

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About Max Donald Miller

Max Donald Miller is a financial advisor currently registered with Northern Trust Securities, Inc., in Chicago, Illinois. Max has been in the financial services industry since 2021 and has a total of 51 state registrations. Max has experience at Charles Schwab & Co., Inc., and Hightower Securities, LLC. Prior to entering the financial services industry Max worked in landscaping, and held a variety of hospitality and customer service roles.

Firm Information

Max Miller is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Max Miller’s Registration & Firm History

IL

04/11/2024 - Present

Northern Trust Securities, Inc. (Chicago IL)

IL

09/13/2022 - 12/05/2023

HIGHTOWER SECURITIES, LLC (CHICAGO IL)

IN

12/17/2021 - 08/24/2022

CHARLES SCHWAB & CO., INC. (Indianapolis IN)

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Licenses & Designations

BOTH

Issued 11/04/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/14/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/17/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/25/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Max Donald Miller.
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