Unclaimed
Max Baillargeon is a financial professional with over 8 years of experience in the industry. Max is registered with Northwestern Mutual Investment Services, LLC. Max provides financial advice to a range of clients, including high-net-worth individuals, corporations, and businesses. Max's professional licenses include Series 6, Series 26, Series 63 and SIE. Max is currently licensed in Arizona, California, Colorado, Florida, Georgia, Hawaii, Idaho, Maine, Maryland, Massachusetts, Minnesota, Mississippi, Nevada, New Hampshire, New York, Oregon, Rhode Island, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NV
02/20/2015 - Present
Northwestern Mutual Investment Services, LLC (RENO NV)
BC
Issued 04/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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