Unclaimed
Max Jones is a financial advisor who has been in the industry since August 30, 2023. Max currently works for Vanguard Marketing Corp. and is registered with FINRA and 53 states. Max is licensed to sell securities in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands. Max holds Series 7TO, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/31/2023 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 09/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/27/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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