Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Max? Claim Your ProfileMax Botel is a financial professional with over 39 years of experience in the industry. Max has a Series 7, Series 24, Series 52, Series 63, Series 99, and SIE. Max is currently registered with Prospera Financial Services, Inc. in the following states: California, Florida, Georgia, Maryland, New Jersey, New York, North Carolina, Ohio, Pennsylvania, and South Carolina. Previously, Max was affiliated with Penn Center Investments, Inc. and Integrated Resources Equity Corporation. Max specializes in providing financial planning, portfolio management for individuals, businesses, and pooled investment vehicles, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
PA
01/05/2006 - Present
Prospera Financial Services, Inc. (BALA CYNWYD PA)
GA
02/11/1985 - 12/31/2005
PENN CENTER INVESTMENTS, INC. (ATLANTA GA)
NA
12/21/1983 - 06/10/1985
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 01/31/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/1985
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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