Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Max? Claim Your ProfileMax Benjamin Haspel is a financial advisor based in Babylon, New York. Max is currently registered with The Colony Group, LLC where he holds an Investment Advisor Representative (IAR) license. Prior to his current role, Max worked at several financial institutions, including PURSHE KAPLAN STERLING INVESTMENTS, AXA ADVISORS, LLC, and CREDIT SUISSE FIRST BOSTON CORPORATION. Max is also licensed as a Registered Representative (RR) and holds Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax prep. srvcs, dispute resolution srvcs, family office srvcs, bus. mgmt. srvcs, ins. solutions, credit & cash mgmt solutions..
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Rev. sharing w/ frs and on eligible credit & cash mgmt solutions
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2
NY
01/24/2018 - Present
THE Colony Group, LLC (Babylon NY)
NY
11/21/2014 - 12/31/2017
PURSHE KAPLAN STERLING INVESTMENTS (Babylon NY)
NY
01/02/2001 - 11/25/2014
AXA ADVISORS, LLC (BABYLON NY)
NY
07/16/1999 - 12/08/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
06/07/1999 - 01/05/2000
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
05/17/1999 - 06/07/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NY
08/06/1998 - 04/16/1999
ING BARING FURMAN SELZ LLC (NEW YORK NY)
NY
01/14/1998 - 07/01/1998
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
IA
Issued 01/22/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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