Unclaimed
Max Rubin is a registered representative with Velocity Clearing, LLC, based in New York, NY. Max has been in the securities industry since 2018. Max has passed the Series 7 and SIE exams. Max was previously registered with Velocity Capital, LLC, also in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/02/2021 - Present
Velocity Clearing, LLC (New York NY)
NY
10/31/2018 - 07/12/2024
VELOCITY CAPITAL, LLC (New York NY)
BC
Issued 11/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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