Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Max? Claim Your ProfileMax Briggs is a financial advisor with over 27 years of experience in the financial services industry. Max is currently registered with FLC Capital Advisors and holds Series 7, 24, 31, 63, 65, 99 and SIE licenses. Max has a background in insurance and commercial real estate. Max is a Certified Financial Planner and serves as President/CEO of FLC Capital Advisors, a Registered Investment Advisory firm. Max specializes in providing financial planning and portfolio management services to high-net-worth individuals, families, and businesses. Max is also the Chairman of the Board of First Foundation Inc. and First Foundation Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
CA
08/06/2012 - Present
FLC Capital Advisors (PALM DESERT CA)
CA
05/28/1996 - 06/14/2024
SECURITIES AMERICA, INC. (PALM DESERT CA)
IA
Issued 10/21/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Max Briggs is the right advisor for you? Invested Better is here to help.
