Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Max? Claim Your ProfileMax Bertz is a financial professional registered with Seaport Global Securities LLC. Max has been in the securities industry since July 9, 2008. Max has a Series 63, Series 7, and SIE license. They are registered in 51 states and the District of Columbia. Prior to joining Seaport Global Securities LLC, Max worked for Stifel, Nicolaus & Company, Incorporated, Knight Capital Americas LLC, Knight Capital Americas, L.P., BNP Paribas Securities Corp., and UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/27/2015 - Present
Seaport Global Securities LLC (NEW YORK NY)
NJ
04/15/2013 - 06/02/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SHREWSBURY NJ)
CT
07/02/2012 - 04/15/2013
KNIGHT CAPITAL AMERICAS LLC (GREENWICH CT)
CT
06/11/2012 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (GREENWICH CT)
NY
12/22/2009 - 05/15/2012
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
06/06/2008 - 12/14/2009
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 07/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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