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Maury Laurence Mischel

Scotia Capital (usa) Inc.

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About Maury Laurence Mischel

Maury Laurence Mischel has been in the securities industry since December 7, 1995. Maury is currently registered with Scotia Capital (usa) Inc. and has been since March 16, 2015. Prior to that, Maury was with Santander Investment Securities Inc. from November 29, 1995 until March 6, 2015. Maury is registered in all 50 states and holds several licenses including Series 3, 7, 24, 55, 57TO, and 63.

Firm Information

Maury Mischel is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maury Mischel’s Registration & Firm History

NY

03/16/2015 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

11/29/1995 - 03/06/2015

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/18/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/16/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2010

Series 3 - National Commodity Futures Examination

BC

Issued 01/27/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/28/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Maury Laurence Mischel.
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