Unclaimed
Mauro Rossi is a financial professional with over 15 years of experience in the industry. Mauro is currently registered with Perella Weinberg Partners LP. Prior to this, Mauro worked with Morgan Stanley & Co. LLC, Barclays Capital Inc., and Lehman Brothers Inc. Mauro is a Series 7, 24, 63, SIE and 79TO licensed professional. Mauro has been registered in New York since August 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/22/2016 - Present
Perella Weinberg Partners LP (NEW YORK NY)
NY
12/03/2010 - 07/21/2016
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
09/22/2008 - 06/10/2010
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/14/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 12/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Mauro Rossi is the right advisor for you? Invested Better is here to help.