Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mauro? Claim Your ProfileMauro Ciarmoli is an investment advisor representative with Fidelity Personal and Workplace Advisors. Mauro is a registered investment advisor in California. Mauro's career in the financial services industry began on June 30, 1999. Previously, Mauro worked at LPL Financial LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., MORGAN STANLEY DW INC., WM FINANCIAL SERVICES, INC. and DEAN WITTER REYNOLDS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
07/15/2022 - Present
Fidelity Personal AND Workplace Advisors (SAN MARCOS CA)
CA
10/12/2005 - 04/12/2022
LPL FINANCIAL LLC (SAN DIEGO CA)
MA
11/14/2003 - 02/09/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
12/14/2000 - 11/18/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
08/08/2000 - 02/13/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
08/07/1998 - 07/26/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 08/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 08/06/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Mauro Ciarmoli is the right advisor for you? Invested Better is here to help.
