Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mauro? Claim Your ProfileMauro Frank D'addato is a financial professional with over 40 years of experience in the industry. Mauro is currently registered as an Investment Advisor Representative with Osaic Wealth, Inc. in Holbrook, NY. Mauro has previously held roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Ryan Beck & Co., Gruntal & Co., L.L.C., and Josephthal & Co., Inc. Mauro is a licensed financial professional with a range of licenses and registrations including Series 3, 7, 8, 9, 10, 24, 63, 65, and 66. Mauro holds numerous state registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/11/2024 - Present
Osaic Wealth, Inc. (Holbrook NY)
NY
05/05/2005 - 06/19/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREAT NECK NY)
NJ
04/29/2002 - 05/10/2005
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
05/26/1998 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
09/21/1991 - 05/18/1998
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NA
05/29/1990 - 10/17/1991
JOSEPHTHAL & CO., INC.
NA
02/25/1985 - 05/29/1990
JOSEPHTHAL & CO., INCORPORATED
NA
01/25/1983 - 03/11/1985
PAINEWEBBER INCORPORATED
NA
08/04/1982 - 02/04/1983
JOSEPHTHAL & CO., INCORPORATED
NA
01/19/1980 - 07/09/1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 10/09/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/25/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2001
Series 3 - National Commodity Futures Examination
BC
Issued 01/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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