Unclaimed
Mauricio Valle Vargas is a financial professional registered in Colorado and California. Mauricio holds the Series 63, 6TO, and SIE licenses. Mauricio is currently employed by Janus Henderson Distributors US LLC, a firm registered in Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
03/11/2024 - Present
Janus Henderson Distributors US LLC (DENVER CO)
BC
Issued 05/06/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/27/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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