Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mauricio? Claim Your ProfileMauricio Valencia is a financial advisor with Wells Fargo Clearing Services, LLC. Mauricio has over 20 years of experience in the financial services industry. Mauricio has held previous roles at CAPE SECURITIES INC., CHASE INVESTMENT SERVICES CORP., AEGIS CAPITAL CORP., JOSEPH STEVENS & COMPANY, INC., LADENBURG, THALMANN & CO., INC., LADENBURG CAPITAL MANAGEMENT INC., and GBI CAPITAL PARTNERS INC.. Mauricio is registered to provide investment advice in New Jersey, New York, North Carolina, Pennsylvania and Texas. Mauricio specializes in providing investment advice to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
04/17/2012 - Present
Wells Fargo Clearing Services, LLC (KATY TX)
GA
09/27/2011 - 12/12/2011
CAPE SECURITIES INC. (MCDONOUGH GA)
NY
02/18/2009 - 02/08/2011
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
09/19/2007 - 09/29/2008
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
03/20/2006 - 10/04/2007
JOSEPH STEVENS & COMPANY, INC. (NEW YORK NY)
NY
09/03/2003 - 03/30/2004
JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)
NY
11/20/2002 - 09/02/2003
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
01/02/2002 - 11/20/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
NY
05/10/2001 - 01/02/2002
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
04/20/2000 - 06/07/2001
GBI CAPITAL PARTNERS INC. (BETHPAGE NY)
BC
Issued 06/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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