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Mauricio Santamarina

Houlihan Lokey Capital, Inc.

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About Mauricio Santamarina

Mauricio Santamarina is a registered representative with Houlihan Lokey Capital, Inc. Mauricio is a registered representative in New York and holds Series 79TO, SIE and Series 63 licenses. Mauricio has been in the industry since August 8, 2023. Mauricio is located in New York, NY.

Firm Information

Mauricio Santamarina is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mauricio Santamarina’s Registration & Firm History

NY

08/09/2023 - Present

Houlihan Lokey Capital, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/14/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/09/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/30/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mauricio Santamarina.
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