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Mauricio Roland Carbajal

Farmers Financial Solutions, LLC

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About Mauricio Roland Carbajal

Mauricio Carbajal is a financial professional registered with the state of California and is associated with Farmers Financial Solutions, LLC. Mauricio has been in the financial industry since January 27, 2000. Mauricio holds the following licenses: Series 6, Series 7 and Series 63. Mauricio has been with Farmers Financial Solutions, LLC since January 1, 2007.

Firm Information

Mauricio Carbajal is currently registered with Farmers Financial Solutions, LLC. Farmers Financial Solutions, LLC is a Limited Liability Company formed in December 1999. The firm is registered in all 50 U.S. states and the District of Columbia and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

2,991

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mauricio Carbajal’s Registration & Firm History

CA

01/01/2007 - Present

Farmers Financial Solutions, LLC (CONCORD CA)

CA

03/09/2001 - 07/07/2006

FARMERS FINANCIAL SOLUTIONS, LLC (CONCORD CA)

NA

01/01/1994 - 12/31/1994

ROYAL ALLIANCE ASSOCIATES, INC.

NA

05/28/1993 - 01/01/1994

CYPRESS CAPITAL CORPORATION

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Licenses & Designations

BC

Issued 04/19/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/22/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mauricio Roland Carbajal.
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