Unclaimed
Mauricio Carbajal is a financial professional registered with the state of California and is associated with Farmers Financial Solutions, LLC. Mauricio has been in the financial industry since January 27, 2000. Mauricio holds the following licenses: Series 6, Series 7 and Series 63. Mauricio has been with Farmers Financial Solutions, LLC since January 1, 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/01/2007 - Present
Farmers Financial Solutions, LLC (CONCORD CA)
CA
03/09/2001 - 07/07/2006
FARMERS FINANCIAL SOLUTIONS, LLC (CONCORD CA)
NA
01/01/1994 - 12/31/1994
ROYAL ALLIANCE ASSOCIATES, INC.
NA
05/28/1993 - 01/01/1994
CYPRESS CAPITAL CORPORATION
BC
Issued 04/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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