Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mauricio? Claim Your ProfileMauricio Redondo is a financial professional with over six years of experience in the financial services industry. Mauricio has been registered with Fidelity Brokerage Services LLC since May 2024. Prior to that, Mauricio was employed with Citigroup Global Markets Inc., J.P. Morgan Securities LLC, and Pruco Securities, LLC. Mauricio holds the Series 63 and 65 securities licenses and the Series 7 and SIE licenses. Mauricio is currently registered with the state of Connecticut, as well as 52 other states, for both securities and investment advisory services.
STAMFORD, CT
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
06/11/2024 - Present
Fidelity Personal AND Workplace Advisors (STAMFORD CT)
NY
09/13/2022 - 04/12/2024
CITIGROUP GLOBAL MARKETS INC. (Greenburgh NY)
NY
11/20/2019 - 09/10/2022
J.P. MORGAN SECURITIES LLC (White Plains NY)
NY
06/05/2019 - 10/15/2019
PRUCO SECURITIES, LLC. (WHITE PLAINS NY)
NY
09/14/2017 - 06/03/2019
DAVID LERNER ASSOCIATES, INC. (WHITE PLAINS NY)
IA
Issued 11/18/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/5/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/14/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Mauricio Redondo is the right advisor for you? Invested Better is here to help.
Copyright 2024 Invested Better
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.
