Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mauricio? Claim Your ProfileMauricio R. Alves is a financial advisor with Bradesco Investments Inc. Mauricio has been in the financial industry since 2015. Prior to joining Bradesco Investments Inc. Mauricio has worked at Equitable Advisors, LLC, J.P. Morgan Securities LLC, AXA Advisors, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mauricio is licensed in several states and holds the Series 7, Series 63, Series 66 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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FL
02/23/2021 - Present
Bradesco Investments Inc. (CORAL GABLES FL)
FL
09/03/2019 - 02/03/2021
EQUITABLE ADVISORS, LLC (MIAMI FL)
FL
01/17/2018 - 05/15/2019
J.P. MORGAN SECURITIES LLC (MIAMI FL)
FL
05/11/2016 - 01/11/2018
AXA ADVISORS, LLC (MIAMI FL)
NY
01/29/2004 - 05/09/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 02/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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