Unclaimed
Mauricio Marin is a financial advisor associated with PFS Investments Inc. Mauricio has been in the industry since April 9, 2017, and has been registered in Illinois and Indiana as of January 2024. Mauricio is licensed to conduct securities business in both states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
01/05/2024 - Present
PFS Investments Inc. (CARLSBAD CA)
IL
04/06/2017 - 12/31/2023
PFS INVESTMENTS INC. (SOUTH HOLLAND IL)
BC
Issued 07/01/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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