Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mauricio? Claim Your ProfileMauricio Santos is a financial advisor with Cetera Investment Advisers LLC. Mauricio has been in the industry since March 2006 and has a Series 6, 7, 24 and 63 licenses. Mauricio also holds a Series 65 license and has worked with Latitude Wealth Management, LLC since July 2016. Mauricio is registered with the state of Hawaii and Texas as a financial advisor. Mauricio has been an advisor for 17 years and has helped many clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
HI
06/29/2023 - Present
Cetera Investment Advisers LLC (HONOLULU HI)
HI
03/29/2006 - 10/23/2009
SIGNATOR INVESTORS, INC. (HONOLULU HI)
IA
Issued 08/07/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2009
Series 7 - General Securities Representative Examination
BC
Issued 03/28/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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