Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mauricio? Claim Your ProfileMauricio Guadarrama is a financial advisor at LPL Financial LLC, a firm with a history of offering services to a variety of clients including corporations, high net worth individuals and pension and profit-sharing plans. Mauricio has been in the industry since 1999 and has been associated with LPL Financial LLC since August 2014. Previously, Mauricio has worked with ESSEX NATIONAL SECURITIES, LLC, LPL FINANCIAL CORPORATION, IFMG SECURITIES, INC., ABN AMRO FINANCIAL SERVICES, INC., CITICORP INVESTMENT SERVICES and INVEST FINANCIAL CORPORATION. Mauricio holds FINRA Series 66, SIE and Series 7 licenses and is registered with the states of Florida, Illinois, Indiana, Minnesota, North Carolina and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
08/08/2014 - Present
LPL Financial LLC (CHICAGO IL)
IL
02/16/2010 - 08/11/2014
ESSEX NATIONAL SECURITIES, LLC (RIVER GROVE IL)
IL
03/04/2008 - 02/17/2010
LPL FINANCIAL CORPORATION (CHICAGO IL)
IL
07/21/2003 - 03/04/2008
IFMG SECURITIES, INC. (CHICAGO IL)
IL
04/25/2003 - 07/01/2003
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
NY
03/31/2003 - 04/24/2003
IFMG SECURITIES, INC. (PURCHASE NY)
WI
04/22/2002 - 04/02/2003
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
01/27/1999 - 04/11/2002
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 03/04/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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