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Mauricio Delaguardia

Cetera Advisors LLC

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About Mauricio Delaguardia

Mauricio Delaguardia is a financial advisor with over 24 years of experience in the financial services industry. Mauricio holds multiple licenses and registrations, including Series 6, 7, 24, 63, and 66. Mauricio is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, and Cetera Investment Services LLC. Mauricio has also been registered with Avantax Investment Services, Inc. since 2006. Mauricio has a strong track record of providing clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

Mauricio Delaguardia is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mauricio Delaguardia’s Registration & Firm History

TX

08/22/2024 - Present

Cetera Advisors LLC (DALLAS TX)

IL

07/13/2005 - 08/23/2005

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

RI

11/24/1995 - 04/03/2002

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BOTH

Issued 08/01/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/10/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/25/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/12/2005

Series 7 - General Securities Representative Examination

BC

Issued 11/02/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mauricio Delaguardia.
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