Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mauricio? Claim Your ProfileMauricio De alba de la garza is a financial advisor currently registered with Victory Capital Services, Inc. Mauricio has been active in the financial services industry since May 2020. Mauricio holds Series 7TO, Series 63 and SIE licenses. Mauricio previously worked at AllianceBernstein Investments, Inc. and J.P. Morgan Securities LLC. Mauricio is registered in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
04/03/2024 - Present
Victory Capital Services, Inc. (San Antonio TX)
TX
11/08/2021 - 03/01/2024
ALLIANCEBERNSTEIN INVESTMENTS, INC. (SAN ANTONIO TX)
TX
03/01/2019 - 09/23/2020
J.P. MORGAN SECURITIES LLC (SAN ANTONIO TX)
BC
Issued 03/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/29/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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