Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mauricio? Claim Your ProfileMauricio Aranguren is a financial advisor with UBS Financial Services Inc. Mauricio has been in the industry since February 13, 2007 and has worked for UBS International Inc. in the past. Mauricio is registered with the following states: Arizona, California, Delaware, Florida, New Jersey, New York, Puerto Rico, South Carolina, Texas, and Wyoming. Mauricio holds the following licenses: Series 7, Series 66, and SIE. Mauricio specializes in Portfolio Management for Individuals, Portfolio Management for Businesses, Financial Planning, Pension Consulting, Educational Seminars, and Publication of Periodicals. Mauricio is also a member of the Board of Directors for the Jacinto Convit World Organization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
03/20/2019 - Present
UBS Financial Services Inc. (New York NY)
NY
06/11/2008 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
10/04/2005 - 01/30/2007
UBS INTERNATIONAL INC. (NEW YORK NY)
BOTH
Issued 07/06/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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