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Mauricio Alejandro Vaca

Empower Advisory Group, LLC

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About Mauricio Alejandro Vaca

Mauricio Alejandro Vaca is a financial advisor at Empower Advisory Group, LLC. Mauricio has been working in the financial services industry since February 16, 2017. Mauricio is licensed to provide investment advice in Colorado and has a Series 65, Series 7TO, Series 3, Series 24, and Series 30. Mauricio is also a Certified Financial Planner. At Empower Advisory Group, LLC Mauricio offers a range of financial services including portfolio management for individuals and financial planning.

Firm Information

Mauricio Vaca is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mauricio Vaca’s Registration & Firm History

CO

04/03/2023 - Present

Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)

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Licenses & Designations

IA

Issued 02/17/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/31/2023

Series 24 - General Securities Principal Examination

BC

Issued 12/09/2016

Series 30 - NFA Branch Manager Examination

BC

Issued 07/26/2023

Series 7TO - General Securities Representative Examination

BC

Issued 06/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2016

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mauricio Alejandro Vaca.
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