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Maurice Thomas Raycroft

Jefferies LLC

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About Maurice Thomas Raycroft

Maurice Thomas Raycroft is a registered representative with Jefferies LLC. Maurice is a licensed Series 7, Series 63, Series 86, and Series 87 representative. Maurice has been in the securities industry since 2014 and is registered in 53 states and the District of Columbia. Maurice has been with Jefferies LLC since July 2015, prior to that Maurice was with Guggenheim Securities, LLC. Maurice has a total of 25 approved registrations with the SRO, 1 with FINRA, and 53 with state regulators.

Firm Information

Maurice Raycroft is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maurice Raycroft’s Registration & Firm History

CA

07/10/2015 - Present

Jefferies LLC (SAN FRANCISCO CA)

NY

11/24/2014 - 07/10/2015

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/05/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2016

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 05/23/2015

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/23/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Maurice Thomas Raycroft.
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