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Maurice Stokes Carter

Nylife Securities LLC

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About Maurice Stokes Carter

Maurice Stokes Carter is a registered representative with Nylife Securities LLC in Glen Allen, Virginia. Maurice has been in the securities industry since December 2021 and holds the Series 6TO and SIE exams. Maurice is licensed to sell securities in Florida and Louisiana.

Firm Information

Maurice Carter is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maurice Carter’s Registration & Firm History

VA

12/07/2021 - Present

Nylife Securities LLC (GLEN ALLEN VA)

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Licenses & Designations

BC

Issued 12/07/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/12/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maurice Stokes Carter.
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