Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maurice? Claim Your ProfileMaurice Schaefer is a financial advisor with over 23 years of experience in the financial services industry. Maurice is currently registered with LPL Financial LLC and holds Series 7, Series 63, and Series 66 securities licenses. Maurice has previously worked with J.P. Morgan Securities LLC, TIAA-CREF Individual & Institutional Services, LLC, Fifth Third Securities, Inc., BANC One Securities Corporation, and Charles Schwab & Co., Inc. Maurice's expertise includes providing financial planning, investment management, and consulting services. Maurice is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
06/12/2023 - Present
LPL Financial LLC (LEXINGTON KY)
KY
11/05/2014 - 06/14/2023
J.P. MORGAN SECURITIES LLC (LEXINGTON KY)
KY
03/13/2012 - 10/13/2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEXINGTON KY)
KY
04/11/2003 - 01/13/2012
FIFTH THIRD SECURITIES, INC. (LEXINGTON KY)
IL
11/27/2000 - 03/21/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
TX
09/10/1999 - 11/16/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 06/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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