Unclaimed
Maurice Patrick Saluan is a registered investment advisor with John Hancock Investment Management LLC in Rancho Mission Viejo, CA. Maurice Saluan has been in the financial industry for over 16 years. Maurice Saluan is also registered with the state of Massachusetts. Maurice Saluan holds FINRA Series 63, 65, 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
08/19/2021 - Present
John Hancock Investment Management LLC (Rancho Mission Viejo CA)
CA
10/05/2018 - 08/04/2021
PAYDEN & RYGEL DISTRIBUTORS (LOS ANGELES CA)
NV
05/10/2012 - 09/14/2018
PNC FUNDS DISTRIBUTOR, LLC (Henderson NV)
CA
01/13/2011 - 04/09/2012
SUNAMERICA CAPITAL SERVICES, INC. (WOODLAND HILLS CA)
OH
09/23/2009 - 01/05/2011
KEY INVESTMENT SERVICES LLC (CHESTERLAND OH)
OH
11/30/2007 - 09/11/2009
FIFTH THIRD SECURITIES, INC. (MENTOR OH)
OH
09/07/2006 - 09/14/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MAYFIELD HEIGHTS OH)
IA
Issued 01/29/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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