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Maurice Oliver Lounds

Pruco Securities, LLC

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About Maurice Oliver Lounds

Maurice Oliver Lounds is a financial professional with over 20 years of experience in the financial services industry. Maurice is currently registered with Pruco Securities, LLC and holds Series 63, 66, and 7 licenses. Maurice also holds the Certified Financial Planner designation. Maurice's previous experience includes roles at LPL Financial LLC, J.P. Morgan Securities LLC, Chase Investment Services Corp., BANC ONE SECURITIES CORPORATION, MetLife Securities Inc., Metropolitan Life Insurance Company, American Express Financial Advisors Inc., IDS Life Insurance Company and Edward Jones.

Firm Information

Maurice Lounds is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Maurice Lounds’s Registration & Firm History

IN

03/09/2022 - Present

Pruco Securities, LLC (Crown Point IN)

IN

10/17/2016 - 08/12/2020

LPL FINANCIAL LLC (CROWN POINT IN)

IN

10/01/2012 - 09/30/2016

J.P. MORGAN SECURITIES LLC (MERRILLVILLE IN)

IN

07/06/2005 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (MERRILLVILLE IN)

IL

09/22/2003 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

MA

11/29/2001 - 09/24/2003

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

11/29/2001 - 09/24/2003

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

MN

10/19/2001 - 11/12/2001

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

10/19/2001 - 11/12/2001

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MO

02/13/2001 - 09/04/2001

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 10/25/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/15/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maurice Oliver Lounds.
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