Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maurice? Claim Your ProfileMaurice Murray is a financial advisor who has been active in the industry since 2014. Maurice is currently registered with J.P. Morgan Securities LLC and is licensed to provide investment advice in multiple states. Maurice has previously worked with other financial institutions including Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and BNP Paribas Securities Corp. Maurice holds a variety of securities licenses including Series 6, 7, 63, 66, 79TO, and SIE. Maurice is a licensed investment advisor representative and is a registered representative with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
11/20/2020 - Present
J.p. Morgan Securities LLC (Irvine CA)
NY
12/18/2019 - 01/05/2021
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
CA
09/21/2016 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
NY
12/23/2015 - 10/03/2016
MORGAN STANLEY (PURCHASE NY)
IL
01/19/2007 - 04/16/2007
CITICORP INVESTMENT SERVICES (CHICAGO IL)
CA
08/04/2004 - 09/15/2006
CITICORP INVESTMENT SERVICES (GLENDALE CA)
BOTH
Issued 03/16/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/03/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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